
© Council for the
Development of Social Science Research in Africa, 2011
(ISSN 0850-3907)
Running While Others Walk:
Knowledge and the Challenge of Africa’s Development1
Thandika Mkandawire*
Abstract
This article argues that Africa's quest for ‘catch-up’ and
economic development dates as far back, at least, as its humiliating encounter
with the West which led to enslavement and colonisation. ‘Development’ is thus
not an externally imposed ‘discourse’, but a response to the many challenges
the continent has faced over the years and still faces today. Africa lags
behind in many social indicators of wellbeing. As a ‘Late, Late Comer’ Africa
will, as Nyerere suggested, have to ‘Run While Others Walk’. This demand on the
continent to ‘run’ has to contend with a pessimistic discourse that has,
against all evidence, insisted that Africans cannot do what many other ‘late
comers’ have done or are doing today. The ‘Running’ will demand radical
rethinking of institutions of collective response to the many challenges about
the generation and mastery of the knowledge up to the task, once again placing
the universities at the centre of the continent’s development efforts.
Résumé
Cet article
affirme que la quête du « rattrapage » de l'Afrique et celle de son
développement économique ont commencé au plus tôt depuis sa rencontre
humiliante avec l'Occident qui a engendré l'esclavage et la colonisation. Dés
lors, le discours du « Développement » ne saurait être un discours imposé du
dehors, mais plutôt une réponse aux différents défis auxquels le continent a eu
à être confronté dans le passé et encore aujourd'hui. L'Afrique est bien en
arrière sur plusieurs indicateurs du bien-être. Se basant sur ce statut de «
Grand retardataire », Julius Nyerere suggérait que l'Afrique devrait « courir
pendant que les autres marchent ». Cette exigence pour le continent de courir
est cependant confrontée au discours pessimiste qui, contre toute évidence,
insiste sur le fait que les Africains ne sont pas à mesure de réaliser ce

* London School of Economics and Political
Science. Email: thandika @gmail.com 2
que beaucoup
d'autres « retardataires » ont pu faire ou sont en train de faire aujourd'hui.
Cette « course » va exiger une nouvelle réflexion radicale des institutions de
réponse collective aux multiples défis face à la génération et à la maitrise du
savoir utile, plaçant une fois encore les universités au cœur des efforts de
développement du continent.
One unpleasant
piece of news I received upon my appointment as Chair was that I would have to
give an Inaugural Lecture. After months of trying to figure out what this
entailed, I learnt that the point about inaugural lectures is to give the new
professors the opportunity to profess what they will be professing in the
coming years. I also learnt from the Inaugural Lecture delivered by the eminent
historian Richard Henry Tawney here at LSE in 1932 that one function of an
Inaugural Lecture is “to vindicate the claims of the department of knowledge
represented by the lecturer against bold, bad men who would question its
primacy” (Tawney 1933). I will not exploit the opportunity to pursue that
traditional objective of professing what I will be professing. Instead, I will
follow Professor Tawney’s suggestion, partly because I suspect that there are
some “bold, bad” men and women who would readily be persuaded by their current
reading of the African situation that the name of the Chair – African
Development – is something of an oxymoron, and as bewildering a possibility in
development studies as the bumblebee is in aerodynamics.
The title of the Chair I hold
contains two words that, in recent years, have become contested in the world of
research – “Africa” and “development”. The immediate problem with talking about
“Africa” is the danger of generalisation when dealing with a continent with 57
sovereign nations, seven time zones, thousands of languages and at least seven
climates, with about a billion inhabitants and, to my utter astonishment, 14
million not mutually consistent proverbs.2 This immediately
suggests that the title of the lecture will obscure the formidable complexity
and diversity of the continent.3 I can only justify the simplification
on grounds of limitation of time. I will therefore beg your indulgence to
accept that, at the back of my mind, I take the diversity of the continent
seriously, and to accept also that Africa has a real and tangible social
existence that validates it as an area of social study.
The second problem has to do with
the weight of Africa in the world and the case for allocating any time to its
study. From time to time African studies have been haunted by the “spectre of
irrelevance” (Martin and West 1995). For some, the marginalisation of Africa in
world affairs suggests the need for less attention to the continent. Indeed,
only some years ago the Economist declared
that were Africa to disappear, nobody would notice. The “nobody”
3
must surely exclude geologists, those
involved in the disappearing act, the African Diaspora, the many friends of
Africa and, of course, Western Union, the London Metal Exchange and FIFA.
However, even when we agree that Africa is not
entirely a subjective construct and that it does have a palpable existence and
that it does matter, we still have to address the academic question raised by
the title “African Development” which suggests that the Chair sits uneasily
between, on the one hand, area studies, described by Benjamin Schwartz in his
Presidential Address to the Asian Studies Association as “modest, colourless
and ambiguous” and, on the other hand, development studies whose relevance,
morality, possibility, sustainability and health have all been seriously
questioned in recent years. People in the disciplines have often complained
about the “atheoretical” nature of area studies and have expressed fears that
immersion in local minutiae can be fatal for one’s intellectual standing.
Students of area studies have often been under pressure to account themselves
to the disciplines and to prove that their work was relevant to the advancement
of the disciplines. Noting that the disciplines denigrated African research and
that, with the exception of anthropology, there is “constant undervaluation of
African research”, a number of Africanists mounted what they called a
“counterattack”. They published a book that sought to provide the answer to the
question: “What has been the contribution of research in Africa to the
disciplines?” (Bates 1993). The “defence for the study of Africa” varied in
strength from discipline to discipline being, in my opinion, strongest for
anthropology where Africa was considered the “tap root of anthropology” and
weakest with respect to economics. I believe area studies can serve the
disciplines by, at least, setting the boundary conditions for their theories.
They can also provide the link to reality that is essential to the advancement
of knowledge and the vital material for giving social meaning to their
theoretical exercises. Anyway, given the widespread poverty, the morally more
persuasive question would have been: What are the contributions of the
disciplines to its eradication?
My interest in development was ignited by a symposium
in Malawi in 1962 which, as a young journalist in Malawi, I was assigned to cover.
This was the first international conference organised by the new government run
by the newly elected nationalists. It was funded by the Ford Foundation. Among
the luminaries present was Walter Rostow, who seemed to have had a great
influence on our new Secretary of Finance. Others at the conference included
Nicholas Kaldor and D.K. Rao.4 I didn’t have the slightest clue as to
how to report on the conference, and decided there and then that if I should
4
pursue my studies in journalism, then
economics would definitely be my minor. As things turned out, my career as a
journalist was short-lived, although it did cost me 30 years of exile. During
the conference, I also learnt that the clamour for eradicating the “unholy
trinity of poverty, ignorance and disease” went beyond political sloganeering
and that there were serious minds seeking to explore the problems of
development and underdevelopment. I also learnt that history matters, but also
that there were sharp differences over the lessons of history. Over the years,
I learnt that not so many people were involved in research on developing
countries as the symposium had impressed me was the case. In medical research,
there is something known as the 90/ 10 problem – indicating that 90 per cent of
medical research today is devoted to diseases that affect only 10 per cent of
the population of the world. I suspect this highly skewed allocation of
resources is true of the social sciences. While we can expect that much of the
weight of studying developing countries will be borne by researchers in
developing countries, it is important to persuade the finest minds in the
world, regardless of their discipline or geographical location, to devote some
time to thinking about the needs of much of mankind.
Development and Catching Up
Let me now turn to
the second aspect of the title of the Chair: “Development”. This too is not as
unambiguous a term as it might seem, nor is it one over which there is general
consensus in terms of its meaning, desirability and even its universal
replicability. It too suffers from problems of definition and its problematic
relationship with the disciplines. Alan Thomas (2000) has usefully identified
three senses of looking at development: (i) as a vision, description or measure
of the state of being of a desirable society; (ii) as an historical process of
social change in which societies are transformed over long periods; (iii) as
consisting of deliberate efforts aimed at improvement on the part of various
agencies, including governments, all kinds of organisations and social
movements. These are obviously related. Visions that are totally unrealistic
are likely to lead to quixotic deployment of efforts, while efforts without
vision are likely to lead to confusion and waste. A misunderstanding of the
spontaneous processes of the market or a wrong “stylisation” of how the system
actually works are likely to lead to wrong policies, a lesson Africans have
learnt during the last two decades.5 The mental map that
policy-makers have of the economy and society has huge implications as to how
they frame questions and what they consider are realistic aspirations and
permissible solutions.6
5
Whose Idea was it Anyway?
With the crises of the 1980s and
1990s in many developing countries, the very notion of development and its
study became suspect. People whose chosen vocation in life was to expound and
reflect on problems of development and devise ways of rescuing mankind from the
jaws of poverty were everywhere throwing up their hands in the air. Tomes were
written on “The Myth of Development”, on “Development in Crisis”, on the “Rise
and Fall of Development”, on “Post-Development”. For those with a Hegelian
bent, history had come to an end and so had the need for visions (Fukuyama
1992). Now, since Hegel had declared that Africa is “ no historical part of the
World” (Hegel 2007),7 there was no need to consult them about
history before the peremptory declaration of its end.
Furthermore, the question was raised about the very
idea of development as people asked: “Whose idea was it anyway”? What was
driving a society to seek to catch up? Was it the seductive sirens of modernity
that have mesmerised the lagging countries so much so that they are drawn into the
rat race without fully understanding the consequences? Was it the compulsions
of Western imperialism and its homogenising thrust? Was it the blind
compulsions of the market now rechristened as “globalisation”? Was it the
Promethean compulsions of technology forcing all nations to converge towards
some state that environmentalists suggest is unlikely to be sustainable? Or it
was simply the fact that emulation is a consequence of all human exchange?
For those of neoliberal persuasion, development was an ineluctable
consequence and immanent feature of the workings of the market, so governments
did not have to waste their time doing something about it. And if they did,
they were unlikely to do better than the market. Markets were efficient and
efficiency would produce growth. The point was reinforced by a tendentious
reading of the East Asian experience as market driven. Development as
intentionality and the interventionism it spawned were seen as sinister ploys
by groups of individuals seeking to capture public policy for individual gain.
In addition, Africans were told that even if the market failure was prevalent
in all economies, the atypically worse failure of their governments left them
with little option than to live with the market failures. And so, in one fell
swoop, a large part of the prescriptive corpus of development studies was
rendered irrelevant for Africa.8
In some views, “development” is seen as Eurocentric and as
a bastard child of the enlightenment, in whose names heinous crimes – slavery,
wars of aggression, genocide, Gulags – have been committed. For some, the
linear understanding of development gives a teleological direction to history.
One
6
should immediately
point out here that, to argue that history has no specific destination towards which
humanity is going is not the same thing as to argue that a people cannot, at
any given time, choose to go somewhere while fully cognizant that their choices
will be circumscribed by the prevailing circumstances. Development or “Catching
up” is scathingly criticised as a repressive meta-narrative that privileges
certain forms of knowledge while denigrating local ones.9
Its advocacy in the developing countries is thus seen as acceding to notions of
Western superiority, etc.10 Thus, for Escobar (1995), development
has been a disaster: ‘instead of the kingdom of abundance promised by theorists
and politicians in the 1950s, the discourse and strategy of development
produced its opposite: massive underdevelopment and impoverishment, untold
exploitation and oppression. The debt crisis, the Sahelian famine, increasing
poverty, malnutrition and violence are only the most pathetic signs of the
failure of forty years of development’ (Escobar 1995:4). Wolfgang Sachs has
stated this proposition most forcefully. ‘The idea of development lies as a
ruin in the intellectual landscape and the time is ripe to write its obituary’
(Sachs 1992).
And so, for a while, it did seem as if the combination of
the abandonment of responsibility by African political class; the short-termism
nostrums of “Getting Prices Right”, the focus on the all-too-frequent human
disasters, and the solipsistic debates about modernity and post-modernity
conspired to relegate “development” to the dustbin of failed experiments in
social engineering. I do not believe that the quest for economic development is
dead. Nor do I believe that the most dramatic efforts of catch-up by developing
countries have been at the behest of the “mission civilatrice” of the western
powers. If anything, at every turn, the dominant powers have sought to disrupt
the process by “pulling up the ladder” (Chang 2002) or, in the worst cases,
bombing countries “back to the stone age”. “Catching up” has been driven by the
emancipatory aspirations of developing countries themselves and their
understanding of the Western advantage that has sustained its dominance.
“Catch-up” goes as far back as the humiliating encounter with the West. It must
surely be the case that these first victims of Jared Diamond’s “Germs, and
Steel and Guns” must have understood that technology played a significant role
in their subsequent defeat and subjugation. The point was memorably stated by
Hilaire Belloc, the British essayist and historian, when he wrote:
Whatever
happens, we have got The Maxim gun, and they have not.
I understand this
became a Victorian nursery rhyme. Ironically, the first people to suffer defeat
by British colonial troops, using the Maxim Gun,
7
were the Ndebele people, my ancestors from
my mother’s side. They too had their nursery rhymes about the encounter. And
so, as in many other parts of the world, the earliest nationalist response to
foreign domination included among other things something about catching up, if
only in the manufacture of weapons of war. The “Founding Fathers” of Pan-Africanism,
such as William Blyden, were keenly aware of the imperatives of “modernisation”
if Africa was to escape the domination and humiliation it had suffered at the
hands of the West and attain “self-reliance and independence”.11
Almost from its very inception, the post-World War II
development discourse has had two strands: the Truman version, for which
development involved both geopolitical considerations and humanitarianism, and
the “Bandung Conference” version that saw development in terms of “catching
up”, emancipation and “the right to development”.12 The most
astute critics of developmentalism (Escobar 1995, 1990; Sachs 1992) focus their
attention on the Truman version of developmentalism so that much of the
criticism of developmental efforts and the so-called impasse of development was
about the idea that the North was entrusted with the task of developing the
South in its image.13 These critics pay much less attention to the
other source of developmentalism as an emancipatory project.14
Consequently, the issues they deal with revolve around the moral premises of
helping “distant strangers” (Corbridge 1994), the problems of the imposition of
western narratives and practices, problems of “elite capture”, etc. The idea of
“catch-up” spawned entirely different concerns and criticism around concerns
over poor elite capabilities and weak moral fibre, on lack of accountability
and on their greed and growing inequalities, etc. Some of this criticism has
been redeployed in the post-structuralist criticism of development, but one
ought to bear in mind that the criticism was based on entirely different
grounds of radical nationalism.
Beyond the more bellicose reasons for seeking to catch up,
I believe that the propensity and possibility of emulation are the consequence
of our common humanity and mutual intelligibility. The point I am making is
that development and the “catch up” aspirations driving it are not foreign
impositions but part of Africa’s responses to its own historical experiences
and social needs. The development project has much deeper historical roots and
social support than is often recognised.15
The Faustian Bargain
Having said all this, one must fully
recognise the problems that some of the critics of development policies and
processes have identified. There are many “social questions” that processes of
rapid change have inevitably raised. Such processes are highly disruptive, both
in terms of social order and social vision.
8
One major criticism of development
is that, somehow, it became an end in itself. This may have become true over
the years, but among the pioneers of development, the general idea was to
reduce poverty. For some, like Arthur Lewis, development meant the widening of
the “range of human choices” (Lewis 1955), a view that has been given greater
prominence and consistent expression by Amartya Sen. The dominant view was that
all countries would have to pass through a vale of tears before they developed.
More specifically, it was argued that the passage to economic development would
entail greater inequality and sacrifices in terms of consumption and human
rights. Amartya Sen has given this path of development the acronym BLAST to
connote its Churchillian appeals to “Blood Sweat and Tears”. This view was
given considerable support by studies that suggested a high correlation between
levels of income and attainment of growth, by econometric analyses that
suggested that there were trade-offs between democracy and growth, or by the
Kuznets hypothesis that in the process of development inequality would become
worse before it got better. In light of these theories many African governments
chose to suppress freedom in the name of development, leading the Burkina Faso
Historian, Joseph Kizerbo, to sarcastically remark: “Silence: Development in
Progress”. Much silence was imposed but all in vain.
In more recent years, closer
scrutiny has raised doubts about these “Iron Laws”. We also know now that many
things that were considered essential to development or as its inevitable
consequences were simply not so. Many of the “iron laws” and the trade-off they
insisted upon have turned out to be contingent on a number things including
deliberate choices. Through the works of people like Sen (1999) we know that
the moral premises of the means of development need not diverge from those
informing the ends. Many of the ends – better education, better health and
greater freedom – are also powerful transformative instruments for development.
In the case of Africa, it has simply been that two of the best performing
economies – Botswana and Mauritius – were democratic while authoritarian rule
has performed poorly.
I am also aware that such words as
civilisation, colonisation, development, adjustment and globalisation have
often come along with marching orders. It is also true that some have used
Africa’s aspirations as a ruse to sell the continent false gods, shady goods
and crazy ideas. And some African leaders have used the desire for material
progress to chain their own people to schemes that have led to meaningless
“sacrifices”. So, a word of caution about the Faustian bargain involved in
development is warranted. However, there is always the danger of paternalism in
some of the observations that material progress and the affluence it has
spawned will ineluctably lead to doom. The usual suggestion is that commitment
to development is a reflection of a naive
9
understanding of what it entails, or
of ignorance of the experience of the West or simply evidence of mental
subjugation to a Western vision. This view that Africans might be seeking to
embark on something they know little about, or that might bring them much
grief, has a long genealogy.
Malinowski, in his introduction to Jomo Kenyatta’s thesis
written here at LSE, remarked on the dilemma of the educated African who had
“suffered the injury of higher education” and noted that “an African who looks
at things from the tribal point of view and at the same time from that of
Western civilization experiences the tragedy of the modern world in an
especially acute manner”. Sometimes, the paternalism is confined to the
non-elites with the suggestion that it is only the “Westernised” and corrupted
elite that want development while the poor do not want it. This is often stated
as a matter of fact, needing no further elaboration (Vries 2007). In much of
all this, there is not the slightest hint that these may be deliberate acts of
emulation and learning to achieve certain desirable goals, and that there is
considerable social and intellectual awareness of the choices being made.16
Running while Others Walk
Now, having established, in an
admittedly circuitous way, the validity of the Chair of “African Development”,
let me turn to the topic of the lecture. The title of the lecture comes from
Julius Nyerere’s statement that “We must run while others walk”. This sense of
lagging behind and the need for having to do everything to “catch up” was
shared by every nationalist in one form or another. Nkrumah’s autobiography
opens with the words from the poet Tennyson:
So many worlds, so much to
do
So little done, such things
to be
In other parts of the world and in an
earlier time, Nehru has stated the same point but with an important caveat
about repeating the errors of the past:
We are trying to catch up today with the
industrial revolution which came to the Western countries long years ago and
made great changes in the course of the century or more.... We would be wise
not to repeat the errors committed in its earlier stages, we would be wise to
profit by them. We talk in terms of industrialisation. It is obvious to me that
we have to industrialise India, and as rapidly as possible. (Cited in Jolly et
al. 2009:59)
Others have gone down the same path, and
some of what Hirschman called “late, late-comers” (Hirschman 1968) are making
progress in this respect. I must at the outset declare that I share the
sentiments and the sense of urgency behind them on unabashedly prosaic
arguments that development, if properly defined, will reduce human material
suffering, increase people’s capabilities and widen their choices. Africa has
not done well during the last
1 0
two and a half
decades in virtually all social indicators. Indeed, one of the great scandals
of the last three decades has been the stagnation of one of the poorest part of
the world economy.17 Indeed, in some writing, Africa is synonymous
with Frantz Fanon’s “Wretched of the earth”. Africans are the dominant denizens
of the world populated by the “Bottom Billion” and are apparently the sole
inhabitants of the Third World who have “missed the boat” (Collier 2007) as
others have moved on to become “Emerging Economies”. All this may not be
exactly true but it is not much of a consolation to know that Africans are not
alone. So, the situation is indeed critical and urgent.
Adding to the sense of urgency are
the dire consequences of climate change predicted for Africa. Africa will
suffer most from climate change, not only because its climate will be the worst
affected, but because its underdevelopment will leave no room for coping. The
avoidance of virtually every predicted disaster will require high levels of
technological and social capability on behalf of the continent. The continent
needs to embark on massive programmes of enhancing human capabilities,
mobilising its individual and collective wisdom, improving its infrastructure
and managing its water and energy resources. All this requires significant
economic development.
The point about development is not
simply to do with market failure but with intentionality. Indeed, it has been
argued that the differentia specifica
of late industrialisation is precisely the purposefulness of the process.18
Although it is often tempting to give the “market” some anthropomorphic
characteristics such as edginess, anger, disappointment, etc., the market,
while producing social outcomes, has no social intentions which it somehow may
have not reached because of “market failure”. And once this dimension is
understood, then there is no alternative to purposeful, intelligent action.
Markets, like other institutions, can be more or less harnessed for this
purpose but they cannot set the goals and pace of the process. If societies
wish to develop and if the process of development can be deliberately
accelerated, then we need to better understand how existing economies actually
function and devise ways of moving faster. These will involve some planning and
strategising. No institution of the size of even the smallest African
government, private or public, deploys the vast resources in its hands without
a plan. Even the BWIs eventually found out that the carrying out of their
modest programmes of poverty reduction required some kind of plan euphemistically
described as “Compressive Policy Framework” or “Poverty Reduction Strategy
Papers”, the expressions “framework” and “papers” being ideologically more
palatable to the principals of the international institutions than “Plans”.19
All this, of course, brings us back to development studies and does away with
Amartya
Sen’s “Man without
a Plan”.20
11
Can Africa
Run?
Even after one has resolved the many
philosophical questions about the meaning of development and the questions of
agency, and established the urgency of rapid economic development, one is still
left with the question: Can Africa run at all? This is not an idle question.
For some, the idea of Africa walking, let alone running, is premature or
unrealistic. For some, Africa is a “hobbled giant”, or “a continent in chains”,
“a doomed continent”, the “Hopeless Continent” (Economist 2000) and therefore
unlikely to run.21 All this has created the “Except Africa” (Roe
1995:1065) caveat or the cavalier observation that something works “including
in Africa”. “This works everywhere except Africa” is the staple, not only of
the press, but of a considerable amount of some recent academic writing on
Africa. In the more quantitative development studies, there appeared something
that Englebert referred to as “The mystery of the African dummy” (Englebert
2000). The mystery first appeared in Barro`s regression analysis of
determinants of growth which led to the conclusion “there appear to be adverse
effects on growth from being in sub-Saharan Africa’’ (Barro 1991:436).
Subsequently, the “African Dummy” appeared to explain the source of “Africa’s
growth tragedy” in all kinds of areas, and always had a negative coefficient
even after taking into account ethno-linguistic diversity (Levine and Renelt
1992), level of investments, government consumption, school enrolments and
political instability, red tape and the quality of the judiciary (Mauro 1995),
prior “social arrangements’’ (Temple and Johnson 1998), and geography (Sachs
and Andrew 1997). Factors accounting for the sign of the dummy have included
unfortunate history, levels of state legitimacy, Africa-distance from the
equator, number of land-locked countries, number of borders and ethnic
diversity.
Both the qualitative accounts that all too frequently
received sustenance from the harrowing images of Rwanda, Sierra Leone, Congo,
Liberia and Sudan (to name only the usual suspects), and the quantitative
evidence tended to reinforce the apocalyptic premonitions of the “Coming
Anarchy” and to favour the study of social pathology, and to highlight accounts
of a landscape of unrelenting misery and misgovernment. This can breed despair
and even disdain for the continent, and produce what Michael Chege (Chege 1997)
refers to as the “paradigms of doom”. It can also produce radical shifts in
mood by individuals. People who have switched from African studies to something
else have apparently done so, not as a result of their intellectual progression
or curiosity, but largely as a consequence of frustration with Africa’s lack of
progress. Gavin Kitching, one of the exciting Africanists in the 1980s was
prompted to write, ten years after he had left African studies, Why I Gave Up African Studies. Kitching
felt depressed “both by what was
1 2
happening to African people and by my inability
even to explain it adequately, let alone do anything about it” (Kitching 2000). The piece attracted considerable
attention in Africanist circles including the Chronicle For Higher Education. The author of the Chronicle article
suggested that “A spectre is haunting African studies – the spectre of Gavin
Kitching” (Postel 2003). Adebayo Olukoshi, then Executive Secretary of CODESRIA
reacted angrily, suggesting that this might be good riddance.22
Mamadou Diouf, a Senegalese historian, while acknowledging that Gavin Kitching
was “onto something very, very important,” felt that the debate the article
sparked was wide of the mark in certain key respects:
Kitching is saying, ‘I gave
up because we were not able to fix it, or to provide a sound intellectual framework’.
But I don’t know why Kitching thinks people are waiting for him to fix it. Why
does he think that as a specialist on Africa he has to be part of the fixing
process? (Cited in Postel 2003).
As happens so
often, this bad news about Africa was unknown to Africans, with one African
scholar remarking that he hadn’t noticed that Gavin Kitching had actually left
African studies.
Barrington Moore has suggested that
such focus on social pathology can lead to a “sour-faced earnestness, not
significant truth”. I believe that in the African case, it accounts for the
adversarial and prescriptive23 stance taken by researchers towards
local elites and the institutions they control. One way of avoiding such
debilitating bouts of existential angst would be to work closely with African
scholars who somehow seem immune to “Afropessimism”.
An often cited script from West
African Mamie Wagons reads: “No Condition Is Permanent”. Development study
would have been prepared for conjuncture had it borne this in mind. Instead, the
study of Africa was quite unprepared for crisis and conjuncture.24
And so, when two decades were lost these decades were then taken as the
defining moments of African culture, politics, history and geography. It was as
if suddenly the world had discovered that all along Africa had concealed its
debilitating cultures of neopatrimonialism, lied about its ethnic diversity and
pretended to have controlled its swarms of mosquitoes and other deadly beasts
including “Big Men” that were said to account for Africa’s underdevelopment.
Africa has been on its feet for quite some time and has run on several
occasions. In their first decade of independence, African countries enjoyed
quite respectable rates of growth, at least when compared with the anaemic
rates of growth of the following decades. Of the twenty fastest growing
economies, nine were African and only three of them were mineral rich
countries. For the period between 1960 and 1975, African economies grew at the
rate of 5.7 per cent. Many of the initiatives by international organisations on
“Meeting Basic Needs” or
13
“Redistribution with Growth” took
this rate of growth for granted but sought to improve the quality of this
growth. Hausmann, Pritchett and Rodrik (Hausmann et al. 2005) identify “growth”
episodes as 8-year periods during which economies grew at about 3.5 per cent.
To the apparent surprise of the authors, such episodes were common among
African countries. The problem in Africa is not the impossibility of attaining
nontrivial growth rates over extended times but the stop-go nature of the
process and adjustment policies to manage these cyclical trends.
In any case,
recent events in Africa suggest that the “prophets of doom” will be proved
wrong. Here, I am comforted by Albert Hirschman’s astute observation: “As soon
as a social phenomenon has been fully explained by a variety of converging
approaches and is therefore understood in its majestic inevitability and
perhaps even permanence, it vanishes” (Hirschman 1981:135).
Importance of Knowledge and Learning
The idea of “Running while others
walk” has huge implications for knowledge acquisition and deployment. The
catch-up mode of proceeding is fraught with all kinds of risks. Great leaps
forward have been made at great human cost, and the old adage “look before you
leap” assumes even greater force in social matters. The idea of “catching up”
entails learning not only about ideas from abroad but also about one’s
capacities and weaknesses. “Catching up” requires that countries know
themselves and their own history that has set the “initial conditions” for any
future progress. They need a deep understanding of their culture, not only for
self-reaffirmation, but in order to capture the strong points of their culture
and institutions that will see their societies through rapid social change.
For the late-comer today, there are many advantages.
Lessons learnt ex post by the
pioneers can be absorbed ex ante to
avoid the mistakes of the past. The real issue about “catching up” is not that
of simply taking on every wretched instrument used by their pioneers to get
what they have – wars, slave labour, child labour, colonialism, Gulags,
concentration camps – but of finding more efficacious and morally acceptable
ways of improving the life chances of millions of poor people. As Alexander
Gerschenkron (1962) insisted “catch-up” is anything but linear. The past of the
forerunners does not intellectually draw the path that the followers must
slavishly and teleologically follow. Late-comers do not have to “perform like
wind-up toys and to lumber through the various stages of development
single-mindedly” (Hirschman 1981:24). There would be no point in investing so
much in the study of history if it involved simply regurgitating scripts that
countries must follow. The “late, late, late” comers will need to study the
paths traversed by others in order to determine the optimal sequencing in their
conditions and to learn how to avoid
1 4
errors of the past.
The experience to look at is not only that of the frontrunners but of virtually
every development in every part of the world.
In the manner of Gerschenkron, I dare to argue that in order
to catch up, “late, late, late” comers will need to attain levels of education
and learning that are far higher than those attained by the pioneers at similar
levels of economic development. I would further argue that while earlier forms
of “primitive accumulation” relied on brawn, the new ones will rely more on
brains. Increases in productivity will drive the catching up processes much
more than the mobilisation of financial and human resources.25
One explanation for the brutality of the development process was that nations
were groping in the dark. And finally, I would also argue that this broader
development agenda will call for much broader systems of education and
knowledge than is suggested in the simple “human capital” models or the
“education for all” campaigns that focus only on primary school education.
Barriers to Knowledge Acquisition
Perhaps one of the surprises of developing
thinking at the end of the Millennium was the recognition once again of
knowledge as an important instrument in economic development and catch-up and
as an important component of development.26 In simple economic
models, knowledge has been treated as “exogenous” and readily available on
“shelves” as a public good. In more recent years, the acquisition of knowledge
has been treated as something nations must invest in. While this is facilitated
by the public nature of knowledge,27 it is equally true that nations will
have to deliberately make themselves a fertile ground for learning and
innovation. However, many factors have militated against the translation of
this acknowledgement of knowledge into effective aspects of the development
process in Africa.
Anti-Tertiary Education Bias
The leveraging of
existing and new knowledge for economic development demands the presence of
local teaching, research and innovation capacities. Implicit in any model of
economic development is an educational policy to reproduce the intelligentsia
who are, in a Gramscian sense, organic to the development coalitions driving
the process and a “training regime”28 to produce the
requisite skills. For development, as for many other areas, the biblical
injunction “Know Thyself” applies. The wisdom of that injunction is now
recognised by economists as they increasingly begin to see development as
“self-discovery”, in the words of Hauseman and Rodrik (2002). It is also
suggested by the furtive search by aid donors for African ownership of policy.
15
In the immediate post-independence period, no institution
symbolised the early development and nation-building vision of the time as
poignantly as the university. One has only to stroll along the now overgrown
lawns and around the dilapidated campuses of African universities to understand
the pride and hopes that were invested in these new institutions and the
terrible losses that have been inflicted upon learning during the last two
decades or so. The honeymoon between African states and universities did not
last long.29 There were two major sources of conflict
between the universities and their governments. The first was over the
reconciliation of one-party rule and academic freedom. African soil has been
unusually hostile to home-grown ideas. Indeed, one thing that has made Africa
so opaque has been the severe restrictions that have been imposed on the
research communities in Africa, both in terms of material infrastructure and
academic freedom.30 African scholarship has had to deal with the
incontinent insistence on conformity and sycophancy by authoritarian rulers.
The situation is captured by Ki-Zerbo when he argues that it was as if one had
hung on the entrance to Africa the sign “Silence, Development in Progress”. The
second source of conflict was over the “relevance” of the research produced in
African universities. African governments tended to view universities as
intended for the production of “manpower” necessary to indigenise the civil
service. And if they thought about research at all, they wanted research that
was relevant to “development and nation building”. By the end of the 1980s,
much of the civil service had been indigenised and the initial argument for
university education was severely compromised by this achievement. However,
with all these conflicts in mind, African governments still believed that
universities mattered for the developmental projects, even if only to produce
the necessary “Human Capital”.
The coup de grace
against higher education was made by the World Bank in 1986 when it announced
that the social returns for higher education were too low compared to those of
pre-primary education. This was followed by advice and conditionalities to
reduce state expenditures on higher education. Many donors followed the advice.
And indeed, in one case, the local government embraced it to close down the
only institution of higher education the country had.
The combination of domestic repression and financial
strangulation did great harm to African universities and education as a whole.
The Anti-elitist Bias
Closely related to the anti-education bias
is the anti-elitist bias in recent development thinking. One remarkable feature
of current debates on development is the visceral disdain and contempt for
local elites that is shared across the whole ideological spectrum. Within
current intellectual circles, regardless of whether you are Gaullist or
Thatcherite in your respective
1 6
countries, the
default position to hold vis-à-vis local elites is some version of populism.31
The anti-elitism ranges from an anti-urban bias to “union bashing”. The new
anti-elitism was often informed by extremely crude forms of materialism. One
didn’t have to carry out detailed studies on how these elites were formed,
differentiated or organised. One could read of their existence and effects from
a template about rent-seeking or clientelism that permitted all kinds of non
sequiturs.
One central question in development
is what Cowen and Shento refer to as “trusteeship”. Who is entrusted with
identifying what countries should “catch up” to, and with what pace and using
what means? Who is to determine the pace of catch-up, how is the burden to be
shared generationally and intergenerationally and what is the social basis of
the entire project? These are weighty and crucial questions that have exercised
the minds of many. In colonial times, the answer was quite clear. Development
is essentially an “elite project” – not in the sense that it deliberately seeks
inequality and the protection of the elite’s interests, but rather in the sense
that it presupposes the pre-eminence of the elites in both its elaboration and
implementation. By its very definition, “catch-up” implies knowledge about
development and, over the years, there have been many pretenders to the
“driving seat”. The colonial powers claimed that their pursuit of the “mission
civilatrice” would modernise or develop the colonies. Nationalists challenged
the colonialists on two grounds: colonialists had not developed their colonies
and they really had no mandate to do so. Only a sovereign people could take
that decision.
In the early days of the
post-colonial period, it was generally accepted that local elites would be
entrusted with the task of elaborating the development paths for their
respective countries. There was recognition of the enormity of the task faced
by new leaders, but there was often the assumption that the new African elite
would be up to the task. With the advent of the modernisation school, African
elites enjoyed a brief period of positive accolades as agents of change who,
with their charisma, would win over the adherence of their less enlightened
fellow citizens to the development project.32 There were some
discussion as to how these elites would assume the reins of power. However, the
real issue was what types of elites? In the radical nationalist circles, the
choice was between a “national” and “comprador” bourgeoisie. Among the
modernisation theorist school, the ideal types were national or class-based
movements. There was generally a disdain or fear of mass movements driven by
ethnic identities or religious particularism as these were. On the radical
front, the progressive agenda of nationalist movements and their challenges to
the imperial order inspired a whole generation of young scholars to seek ways
of being part of that exciting historical movement.
17
There were of course dissenting voices to this positive
image of local elites. Fanon’s characterisation of this bourgeoisie that had
entered decadence and senility without ever experiencing the dynamic of a
bourgeoisie was the most memorable. Marxists described this ruling class at
best as a “petty bourgeoisie” unlikely to perform the task of development.
Radical nationalists characterised the ruling elite as “dependent” and so
afflicted by a “colonial mentality” that they were unlikely to do much good. By
the end of the 1970s, the mood had begun to change. With the crisis of the
1980s, local elites became the subject of derision as the state structures they
dominated failed miserably. Many adherents of the modernisation theories began
to lose faith in local elites on whom the entire project of modernisation
rested.33 For some, the African leaders were impostors dressed up
in Western garb but tragically primitive. The failure of the African elite to
rally round a common project and their failure to resolve many collective
problems they confronted undermined their legitimacy in the eyes of their own
people. Not surprisingly, within Africa itself, this led to debates on
governance and accountability long before this became a donor concern. The
ascendant rational choice characterised local elites as “rent seekers” and
dismissed their developmental efforts and institutions as ruses for extracting
rents from society.
The contempt for the local elite did not spare the
academic community. The condescending running comments by visiting scholars on
African scholarship and the self-serving devaluation of local expertise by
visiting consultants became quite common. NGOs also joined the university
bashing. They argued that focussing on higher education was privileging certain
forms of knowledge while ignoring other sites for the production of knowledge.
Instead, they advocated “community based” or more “participatory” processes in
which “grassroots” were the agents of their own emancipation. NGOs were said to
possess considerable knowledge about strategies for by-passing, weakening,
co-opting or coping with elites and the responses of those elites to such
strategies” (Hulme 1994:254).34 Many of the lacunae in knowledge in
the developing countries could be imparted through workshops and networking.
From here, it is not far from asserting that the international NGOs will take
the lead in the “alternative development” process.35
Lowered Vision
One effect of adjustment was to lower
the visions of Africans, first by confining adjustment to stabilisation along a
low growth path, and second by insisting that the low growth rate was a
“success”. India’s poor economic performance during the first three decades of
independence earned it the sobriquet of the “Hindu Rate of Growth”. There is
the danger that growth rates only slightly higher than population growth become
“tropist rates of
1 8
growth”. We see
this as even the most ephemeral sign of “recovery” is hailed as “Africa on the
move”.
With the vision of change thwarted
by the many false steps towards industrialisation and by the disastrous
impositions of nostrums from elsewhere, there did not seem to be much need for
education. Neither the focus on stabilisation and debt repayment nor the
proposed development path were desperately in need of skills, based as they
were on abandoning attempts at industrialisation and returning to the colonial mise en valeur extractive activities.
There was no industrial policy, no policy on infrastructural development, no
need for institutions other than the market and therefore no need for
engineers, administrators, lawyers, social scientists, etc. Key policies could
be managed remotely from Washington, London or Paris with the help of a few
economists in the Ministry of Finance and the central bank or, as in the
aborted Kenya experiment, by highly paid “Dream Teams” composed of Africans
seconded from international financial institutions. Capacity building would be
confined to meeting the needs of these foreign dominated programmes. Hence, the
huge investment in training African economists in the skills required for
macroeconomic management, even as universities were being run down.
The reduction of the development agenda to “poverty
reduction” did not help matters, especially when it was assumed that “pro-poor”
policies were those that directly benefited the poor. One should recall here
how the campaign for “Education for All” was turned against university
education. If earlier arguments against education were based on efficiency
grounds (the “rate of return” argument), the new ones were based on equity
considerations in which primary education is “pro-poor” and tertiary education
is elitist.
The Aid Juggernaut
The study of Africa
has been closely associated with foreign interests that have often compromised
its integrity. It could have been the Church, the colonial master and now
international financial institutions. In the literature of area studies, there
is recognition that research of the developing countries was shaped by imperial
powers. It is often implied that with the end of colonial rule, we are somehow
out of the woods. Schwarz (1980) may be right in arguing that “area studies
have long since been disengaged from the circumstances of their origin”. The
decontamination of African studies from its colonial underpinnings may have
been successful, although there are still disturbing traces of it that rile
Africans. However, in more recent years, two factors have defined area studies:
the highly instrumentalised study of Africa induced by the Cold War, and now
the demands of the aid juggernaut that have assumed the negative tasks of
earlier studies of Africa.
19
The aid establishment today commands much of the
intellectual resources devoted to development through its own research agenda,
through the consultancy industry and through its selective support of research
programmes and epistemic communities in developing countries. The reward system
that the aid establishment dominates favours the report over the peer reviewed
journal paper. Many academics inside and outside have been drawn into this
system as they move freely through the revolving door linking academia, the
consultancy industry, philanthropic organisations and international financial
institutions. In the process, institutions of learning have, as in the colonial
period, been harnessed to the task of remote management of the African
continent.
Available data suggests that there are over 100,000 foreign
experts in Africa at a cost of more than US$4 billion. Dudley Seers wrote an
article with the title “Why visiting economists fail” (Seers 1963). Years
later, Paul Streeten posed the question “Why do failed economists visit?”. The
question often heard in Africa is not why failed experts visit but why they
repeatedly do so and why they are given the red carpet each time they revisit.
Many answers have been proffered to the questions. These include: that these
experts are forced down the throats of the recipient; the deceptive selfesteem
by the experts themselves that is reinforced by the paradigmatic blinkers that
obscure their failures, rendering them as resounding successes worth extensive
emulation or revisiting; the experts’ detachments or immunity from the
consequences of their bad advice; the institutional amnesia of both donor and
recipient nations; the perverse incentives in the aid world that make ignorance
pay: self-interested deprecation of local knowledge and expertise by visiting
experts; the complicity of a beleaguered scholarly community; the smallness of
the local research community which does not yet constitute the critical mass
necessary to challenge received ideas; the supine position with which foreign
ideas are received by the recipient countries which do not dare to look the
proverbial gift horse in the mouth: or what the effects of what Africans
themselves call the “colonial mentality” and the “self-deprecatory” attitudes
that Albert Hirschman identified among Latin American economists (Hirschman
1984).
Banking on Knowledge
In light of the recognition that knowledge
matters in development, in 1998 the World Bank devoted itself to the theme of
Knowledge for Development. Indeed, the World Bank went as far as to reinvent
itself as a “knowledge bank” and other aid agencies followed suit and saw
themselves as “knowledge agencies”. Unfortunately the “knowledge” it refers to
is quite specific and related more to managerial and developmental concerns,
often around notions
2 0
of “Best Practice”. In fact, what these
agencies were concerned with was managing and disseminating the knowledge that
they claimed they already had. In the words of Wolfenson:
We have been in the business
of researching and disseminating the lessons of development for a long time.
But the revolution in information technology increased the potential value of
these efforts by vastly extending their reach. To capture this potential, we
need to invest in the necessary systems, in Washington and worldwide, that will
enhance our ability to gather development information and experience, and share
it with our clients. We need to become, in effect, the Knowledge Bank (King and
McGrath 2004).
What they were effectively saying was not
simply “If we only knew what we know” but to the African, “If you only knew
what we know”. The agencies saw themselves as purveyors of knowledge which was
already in their hands and were not concerned with research capacity in the
South (King and McGrath 2004).36 The knowledge they were interested in
was not one that enhances a society’s critical capacity for learning and
self-evaluation. And it is not knowledge that might be critical of its work in
development, as several academics who have worked with the Bank have eventually
found out.37
Some Consequences of Understanding Africa
Reduced Learning and Research
Capacity
One severe
consequence of the crisis has been the erosion of the capacity of Africa to
know itself, let alone the rest of the world. It should be clear that Africa’s
self-understanding and its legibility to others will need a large dose of local
scholarship. The current situation leaves much to be desired. According to a
recent report, research in Africa produces about 27,000 papers per year which
is about the same volume of published output as the Netherlands (Adams et al.
2010).
Many close observers of aid have noted that aid is
structured in such a way as to reduce the learning process. First, donors are
generally speaking to themselves or “ventriloquising”. There is simply no room
for critical dialogue. Elliot Berg observes:
…there is a lack of
autonomous intermediaries in heavily-aided countries. Donors spend much of
their dialogue in discussion with captured institutions and officials who are
direct beneficiaries (Berg 2000).
Were donors good
learners, this disruption of learning by locals might be tolerable. However, as
it turns out, aid institutions have proved to be poor
21
learners (Kragh et al. 2000). One
consequence of all this is the sense by Africa policy-makers that they are
involved in an endless process of reinventing the proverbial or
capacity/building exercises. A cumulative process differs from one designed to
simply spread or equip recipients with ideas deemed appropriate by whoever
controls the purse.
The Dwindling Empirical Base
The historian Tony Hopkins attributed some
of what he called the “quirk of reasoning” about Africa to “the law of bad
data”, which states that the less information is available, the more firmly
opinions about it can be held (Hopkins 1986). In the absence of locally
produced monographs on local conditions, it must be tempting to fill in the
missing data by extrapolations or simply reading off Africa from preconceived
schema or by relying on convenient anecdotes. It could also be, as suggested by
Robert Solow, that in these days of penury “theory is cheap, and data are
expensive” (Solow 1997:57-56).38 Hopkins suggested that, in more recent
times, the operation of this law has been particularly helpful to researchers
wishing to confirm favoured conclusions without losing valuable time. Signs of
a dwindling empirical base show up in the increasingly deductive approach to
the African phenomena that obviate the need for too much discomfiting
information. Many of these deductions are impervious to discomfiting evidence
and research blithely marches on, regardless of the many anomalies that African
political life throws up. The weak empirical base also encourages analysis by
analogy which is often based on misplaced abstraction of other countries’
experience.39 In one view, Africans are “rational action”
pursuing their individual utility. Their collective action can be derived from
these premises of pursuit of private interest. At the other extreme, African
conflicts are entirely attributed to greed and completely devoid of any
grievance that might give them some moral basis. For some, the “logic of
neopatrimonialism” explains all policies and political practices. In both cases,
a kind of Panglosian gloss is given to the many malfunctionings that afflict
Africa. “That is how Africa works”. Or “That is a rational response” to
perverse incentives.
Furthermore, the dearth of empirical evidence seems to
account for the compulsion for the mindless labelling of a uniformly unhappy
Africa. Africa has been a fertile spawning ground for epithets and labels to
describe African states, countries or elites – the ‘venal state’, the
‘prebendal state’, the ‘overdeveloped state’, the ‘rentier state’, the ‘vampire
state’, the ‘petty bourgeois state’, the ‘dependent state’, the ‘neo-colonial
state’, the ‘neopatrimonial state’, the ‘gatekeeper state’ (Cooper), etc.
These, colourful as they may be, definitely do not provide the analytical tools
to assist one in predicting what a particular state will do under different
circumstances.40
2 2
Neglect or Ignorance of What
Africans Think
To the extent that development involves
intentionality and what Hirschman referred to as “passions” it is difficult to
see how we can understand Africa’s problems and prospects without knowing the
opinions, visions or myths held by some of the key historical agents. The issue
here about these agents is not the brilliance of the insight of their thinking,
or their occupation of high moral grounds or their native advantage.41
Rather, the point is that the often contradictory and conflicted ideas that
African elites hold, even when erroneous, can serve as an important index of
their capacities and aspirations.42 They can also suggest which foreign
ideas are unlikely to find sustenance on African soil. As for the academic
community, they matter if only because they are significant in the interstices
between the state and civil society. African scholars themselves have taken seriously
their own intellectual work, its social significance and how it impinges on
their societies.43
In earlier studies of development
in Africa, there was considerable interest in what ideas and ideologies drove
Africans, although much of this tended to confine itself to ideas of
individuals or political parties in power.44 With current focus
on interest, greed, rent-seeking, etc. and institutions, much less attention is
paid to ideas which are simply dismissed as camouflage for crass material
interests or are part of the metanarratives that are now held in contempt. One
factor contributing to so much ignorance about Africa’s knowledge is its
inability to represent itself due to the silencing of African voices by
Africa’s own potentates. The collapse of the educational system, the parlous
state of Africa’s publishing industry and the academic rituals and traditions
of footnoting and citation, the self-inflicted misrepresentation by the many
buffoons that somehow strutted and fretted on the centre stage of African
politics – the Idi Amins, Bokassas, Mobutus, etc.: the cumulative effect of all
this was tantamount to self-erasure.
In addition, there has been the
selective reading of Africa that seems to include a studied avoidance of any
reference to African writing that one must definitely have encountered. In some
sense, the neglect is tantamount to the erasure of the considerable amount of
work done in African universities. In the 1980s, I attended a conference in the
US on structural adjustment in Africa and Latin America. The conference brought
together North American specialists and scholars from the two regions. From
Africa, there were Sam Nolutshungo, Mahmood Mamdani and me. Towards the end of
the conference, Albert Hirschman, who I had met at a conference at Bellagio,
came to me and asked me why African scholars and Africanists did not seem to
address each other or comment on each other’s work while there were lively
interactions between the Latin Americans and the Latin Americanists. I
23
had no quick answer but he had put his
finger on a major aspect of the study of Africa. Any student of Africa is
confronted by two research communities that rarely interact. This shows up in
the hiatus between the currency of topics and the datedness of the bibliography
in African writing on the one hand, and the dated content and current
biographies of “Northern” writers on the other hand. A lot is lost in this gap.
Unusable Knowledge
This process is producing a type of
knowledge that is rarely useful to Africans, either because it is hidden from
them in confidential reports or it is in not easily understood languages.
Reports by donors and the scribbling of their consultants enjoy little
credibility in African circles which tend to hold them in poorly concealed
contempt, simply because they state the obvious or because many of these
reports have doctored failures of their politically chosen allies. Local
scholars have also learned that the concealment of information is a useful
strategy in recycling one’s ideas to visiting consultants. To sustain the
charade and complicity, locals must feign ignorance so as to attend the
lucrative “capacity building” workshops.
This process has poisoned relationships between
visiting scholars and the local academic community, turning the former
researcher into the peripatetic consultant or the academic tourist. These may
be stereotypes and intentionally so, but they are not caricatures. The
encounter between these two communities is no longer at the senior common room
or seminar room but in hotel lobbies or resort areas where workshops are often
held. To the experts, the local scholar became some kind of informed native or
what is nowadays referred to as “local”. “Southern counterpart” is an old
description.45
Signs of Change
During the last decade, there have been
signs of change in the economic and political landscape. Quite a number of
countries in Africa have enjoyed positive rates of growth. It has been claimed
that this is an evidence that structural adjustment is finally working. I have
my doubts. We were not told in 1981 that the time lag of the reforms would be
20 years. My own suspicion is that improved political conditions, improved
terms of trade, technologydriven investment in telecommunications and debt
relief explain some of the recovery, and to the extent that some of these are
one-off improvements, the recovery is still on weak grounds as it is not based
on improvements in human resources.
With all the trials and tribulations that have dogged the
university in the last two decades, there are many positive signs.
2 4
First is that Africa has the
fastest growing university population in the world. This means that we can
focus on problems of quality and equity. Here, I would point to the
strengthening and revitalising of the African faculty as the urgent issue.
Second, democratisation has once again opened debates on the issue of
education, and a more vocal middle-class unable to send their children abroad
are making demands on their own governments. The struggles for democratisation
and the greater freedoms enjoyed by society at large have not only widened
intellectual space for academics and provided respite from the suffocating
atmosphere of authoritarianism, but have also given greater political
protection to universities as institutions.
Third, the economics behind the
arguments against financing higher education have been exposed to have been
flawed.46 There is renewed interest in higher education from
international agencies, including the World Bank and private foundations. There
are many useful initiatives by governments and donors in the area of education.
We also have the mushrooming of private universities and centres of excellence.
However, all these depend on public universities for their intellectual
sustenance.
Fourth, universities have proved much more resilient than
was initially believed, largely because of the enormous commitment by both
faculty and students. One should add here the optimism of the African scholarly
community itself, which has over the years fiercely defended university
education. African scholars have also found mutual sustenance through the
various research networks which have sustained intellectual activity during an
extremely trying period and are likely to play a central role in the revival of
the African intellectual community. Consequently, we do not have to begin from
scratch as some donors are wont to.
Conclusion
To conclude,
economic development still remains high on the social and political agenda of
African countries. This demands the revival and revitalisation of institutions
of learning within Africa. For, in a profound sense, Africans must think
themselves out of the current predicament of the continent. In the process,
they will have to draw upon their own resources and the vast knowledge that
humanity has generated over the years. “Running while others walk” will require
much greater intellectual prowess than Africa has hither deployed. This, in
turn, will require the revival of education in Africa, not simply because
knowledge serves development and the skills that are a prerequisite for a
decent society, but also because the expansion of systems of education in
Africa and the full exploitation of the opportunities of learning require
economic development to provide the necessary material wherewithal.
25
Furthermore, since other parts of the world are
unlikely to stop acting upon the continent and interact with Africans, it would
help if all this took place with a modicum of knowledge on all sides. So, the
study of Africa is an important and urgent problem for all concerned with the
fate of Africa. This is not to suggest that the study of Africa should be
exclusively driven by this developmentalist agenda. Not all study of things
African is necessarily developmental, nor do I believe it should be in any
explicit relationship to immediate developmental, or pragmatic goals. Anyone
ought to be able to study string instruments in Africa without being described
as a “development musicologist” or declaring that his or her mastery of any particular
instrument will reduce poverty in the host country. A people’s existence is not
defined only by their material conditions but also by their ideas and moral
views. Africans do not live by bread alone. This said, bread matters.
I have suggested that the crisis of the African
university is closely related to the crisis of development. Consequently,
“bringing development back in” will require a revitalisation of the African
University, its internal functioning and its relationships with the global world
of knowledge. The African University matters to Africa. Increasingly, the
people in the highest echelons of political order and managerial systems of
Africa are produced locally by a professoriate that is trained on the
continent.
Finally, there is growing recognition that the existence of
a vibrant research community is vital for the study of Africa. One particular
aspect of the sociology of the study of Africa is what Young characterises as
“a singular preponderance of external scholarship” (Young, Neil and Paul
2001:255).47 For a while in the 1960s and 1970s, it did
seem that this historical imbalance would be soon corrected. This was reversed
in the 1980s, with negative consequences for the study of Africa. So, in a
sense, the enhancement and utilisation of African research are in the
self-interest of the Africanist community.48 I believe the
academic community must support their counterparts in Africa as they struggle
against the ravages of the consultancy syndrome that rewards reports over
refereed academic papers, against the repressive practices and criminal
negligence of their respective national governments and against the pressures
for the commercialisation of educational systems. Universities should not wait
for the initiatives of governments and donors. Instead, they must seek ways
creating autonomous spaces for interacting with each within a “commonwealth of
scholars”. This will entail changes in the current relationship between African
scholars and the university communities elsewhere.
All this immediately places a heavy burden on
the African University itself.
And if Africa will have to run, the
university will have to sprint.
2 6
Notes
1. This is a
slightly revised version of the paper delivered as Inaugural Lecturefor Chair,
African Development at the London School of Economics on April 27, 2010.
2. The
information on proverbs derived from the blurb of a special issue onAfrica of Granta, the literary magazine.
3. In the U.S.
a survey found that “mainstream Africanists across the spectrumof U.S. higher
education appear to be divided with respect to what constitutes ‘African
Studies’” (Alpers/Roberts 2002:13). Some thought it should include the whole
continent, some thought it was about Africa South of the Sahara, while still
others thought it should include the African Diaspora.
4. The papers
were subsequently published in a volume edited by E.F. Jackson(1965).
5. I have
discussed the problem of wrong “stylisation” of African economies in(Mkandawire
1996).
6. Blyth makes
the useful argument that economic ideas can be conceptualisedin three ways – as
institutional blueprints during periods of uncertainty, as weapons in
distributional struggles, and as “cognitive locks.” (Blyth 2001).
7. Hegel’s
full statement reads:
“At this point we leave
Africa, not to mention it again. For it is no historical part of the World; it
has no movement or development to exhibit. Historical movements in it – that is
in its northern part – belong to the Asiatic or European World. Carthage
displayed there an important transitionary phase of civilization; but, as a
Phoenician colony, it belongs to Asia. Egypt will be considered in reference to
the passage of the human mind from its Eastern to its Western phase, but it
does not belong to the African Spirit. What we properly understand by Africa,
is the Unhistorical, Undeveloped Spirit, still involved in the conditions of
mere nature, and which had to be presented here only as on the threshold of the
World’s History” (Hegel 2007:99).
8. This was
part of the extensive literature that ruled out the possibility
of“developmental states” in Africa that I have discussed elsewhere (Mkandawire
2001). It also led to an institutional reform agenda that emphasised the
restraining rather than the developmental or transformative roles of
institutions (Mkandawire 2009).
9. This
argument is forcefully made by Marglin and associates in (Marglin andMarglin
1990).
10. There is a
vast literature making this case. It is usually associated with
thepost-colonial, post-modernist school of thought. (Abrahamsen 2003; Escobar
1995; Hopenhayn 2002; Munck and O’Hearn 1999; Rahnema and Bawtree 1997; Tucker
1999).
11. William
Byden (cited in Mudimbe 1988).
12. This
understanding is eloquently captured by Richard Wright in his The Color Curtain, which incidentally
has a preface by Gunnar Myrdal: “The despised,
27
the
insulted, the hurt, and the dispossessed – in short, the underdogs of the human
race were meeting. Here were class and race and religious consciousness on a
global scale … And what had these nations in common? Nothing, it seems to me,
but what their past relationship to the Western world had made them feel. This
meeting of the rejected was in itself a kind of judgement upon the Western
world” (Cited in Muekalia 2004:8).
13.One of the few exceptions in this respect
is Gilbert Rist who extensively discusses the conference and it subsequent
implications on the international development agenda (Rist 2008).
14. The
historian Frederick Cooper observes: “One cannot appreciate the powerof the
development idea without realising that the possibility that modern life and
improved living standards could be open to all, regardless of race or history
of colonial subjugation, was in the 1950s a liberating possibility, eagerly
seized by many people in the colonies” (Cooper and Packard 1996:9).
15. The
developmentalist impulses were not only confined to politicians and
socialscientists. Some of the most eloquent statements in defence of the quest
for material developments were made by African writers who railed against
cultural nationalism (such as Negritude) that they thought was backward
looking. In an essay entitled “Negritude is Crying Over Spilt Milk” (Taban La
Yiyong cited in Mnthali 1988:15) Taban La Yiyong stated: “False starts – and
quite a few of them – have been made in Africa. We may be failing in doing
certain things, but most of us know the direction we are going – straight into
the twenty-first century. And to arrive there, we are not going the way our
grand parents would have gone – on foot and by canoe. We shall fly, we shall go
by missiles, we shall go with the white man, we shall go with the yellow man.
And we shall go by all means”. Criticising “cultural nationalism” for its
failure to come to grips with technological “catching up”, Abiola Irele, in a
paper provocatively entitled “In Praise of Alienation”, quotes a Yoruba saying:
“Adaniloro k’oni logbon” (“One who causes you injury also teaches you wisdom”)
and urges Africans to embrace development even if it entails “alienation”.
16. By way of
digression, at one of the General Assembly meetings of CODESRIAin the
mid/1980s, there was a lively debate on what would be the priority research
areas. Hitherto, to every research theme was attached the word development.
“Education and Development”, “Mining and Development”, “Population and
Development”, “Women and Development” and so on. The issue was whether we
should drop “development” altogether. After some heated debate, “development”
was dropped, not because “development” had ceased to matter for Africa but
because it was felt there were many other issues that the “developmentalist”
thrust of the research agenda tended to obscure. “Development” is an important
part of the African saga but it is far from being the only one.
17. The Blair
Commission described African poverty and stagnation as “thegreatest tragedy of
our time” (Commission for Africa 2005:12).
2 8
18. Alejandro
Portes states this point thus: “Early industrial development innorthern Europe
and the United States differed from late or contemporary development, for the
former lacked the definitive teleological component of the latter. Ever since
the international division between technologically advanced powerful nations
and technologically backward poor ones became a fact, rapid development has
generally been the result of consciously guided process. The presence of
development-oriented ruling groups, their effective control of the state, and
their deliberate attempts to transform the social structure have been
necessary, albeit not sufficient, conditions for national development (Apter
1971). Governments under the control of such groups have aimed at reversing
those “natural” processes of the international economy between their countries
and developed ones” (p. 60, Alejandro Portes: On the Sociology of National
Development: Theories and Issues. Author(s): Alejandro Portes Source: The
American Journal of Sociology, Vol. 82, No. 1 (Jul., 1976), pp. 55-85).
19. For an
informative account of the excision of such works as “plan”, “strategy”from an
official World Bank document discussing the “East Asian Miracle” see (Wade
1996).
20. Amartsya
Sen (2006) gave this title to his article review of William Easterly’sbook White Man’s Burde: Why The West’s Efforts
Have Done So Much Ill And So Little Good.
21. I have
discussed the “impossibility” arguments in a paper on the possibilityof
developmental states in Africa. See (Mkandawire 2001).
22. Olukoshi
wrote: “Such infantile outbursts by people immersed in anunreconstructed version
of the White Man’s burden and propelled by a misplaced sense of self importance
hardly deserve to be taken seriously for the purposes of the task at hand.
Indeed, African Studies may turn out to be well served by the decision of the
likes of Kitching to quit the field and it may well surprise them that their
departure has not been noticed by many.” (Olukoshi 2007).
23. Part of the
problem with scholarship on Africa is its exceedingly prescriptiveinclination.
There is the personal side or simply a reflection of laying one’s moral cards
on the table. Goran Hyden in his Presidential Speech to the ASA suggested a
number of explanations: “One is the moral imperative that so many of us feel to
do something for Africa“ (Hyden 1996). In addition, there is the fact that
considerable amounts of research on Africa have always been financed by the aid
establishment of the time and that development studies to which it is closely
allied are by their very nature a normative or policy science. What all this
has done is to simply overwhelm efforts at trying to reconcile what is with
what ought to be.
24. Much of the
literature on conjuncture in Africa revolved around the effects ofcommodity
prices on economic stability. It did not concern itself with crises endogenous
to the economic model itself.
29
25. This point
is articulated by Abramovitz as follows: “Those who are behind,however, have
the potential to make a larger leap. New capital can embody the frontier of
knowledge, but the capital it replaces was technologically superannuated.
So-the larger the technological and, therefore, the productivity gap between
leader and follower, the stronger the follower’s potential for growth in
productivity; and, other things being equal, the faster one expects the
follower’s growth rate to be. Followers tend to catch up faster if they are
initially more backward”. (Abramovitz 1986:386-7)
26. The World
Bank published a special report on higher education which can beread as the
final rejection of its “rate of return” approach.
27. It is also
the case that knowledge, through the introduction of intellectualproperty
rights has had its public good attenuated and the late-comers may face serious
barriers in acquiring knowledge as the pioneers “pull up the ladder”, to borrow
a phrase from Ha Joon Chang.
28. On training
regimes see (Buechtemann and Verdier 1998; Thelen 2001).
29. I have
elsewhere recounted the history of the relationship between
Africanintellectuals and nationalists (Mkandawire 2005).
30. On problems
of academic freedom and the poor relationship between Africanintellectuals and
national governments, see Ake 1993; Beckman et al. 2006; Mkandawire 2005.
31. The Kenyan
writer Wainaina has beautifully captured this in his satirical essayon how to
write about Africa: “The Modern African is a fat man who steals and works in
the visa office, refusing to give work permits to qualified Westerners who
really care about Africa. He is an enemy of development, always using his
government job to make it difficult for pragmatic and good-hearted expats to
set up NGOs or Legal Conservation Areas. Or he is an Oxford-educated
intellectual turned serial-killing politician in a Savile Row suit. He is a
cannibal who likes Cristal champagne, and his mother is a rich witch-doctor who
really runs the country” (Wainaina 2005).
32. Some of this
faith in the new leaders bordered on the sycophantic and naïveadulation of
local potentates. African leaders had the penchant of gathering around them
foreigners that constituted the organic intellectuals to their idiosyncratic
projects.
33. Writing on
the loss of élan of the modernisation school, Gabriel Almond, a majorfigure in
the “Modernisation School”, wrote: “Over time as the new and developing
countries and developing nations encountered difficulties and turned largely to
authoritarianism and military regimes, the optimism and hopefulness faded, and
along with it interest productivity and creativity abated”.
34. Strange as
it may seem, the purveyors of these ideas had themselves soughtthese insights
from development courses in the developed countries. They had to go to
university to acquire the techniques for ensuring participation by the poor in
the developing countries.
3 0
35. As Cowen
and Shenton argue, “…in the face of the corruption of “ThirdWorld” leaders,
trusteeship – though none dare speak its name – will have to be exercised by
those who represent themselves as knowing and moral on behalf of those who are
taken to be ignorant and corrupt” (Cowen and Shenton 1996:473).
36. In the
words of King and Macgrath: “In reviewing the most recent preoccupationof agencies
with both knowledge and capacity development, we would argue that the agencies
have not started with the dramatic knowledge deficits of the South, nor with
the key question of how KM could assist knowledge development in the South. A
continuation along their present internal trajectories could be
counter-productive; it could end up making agencies more certain of what they
themselves have learnt, and more enthusiastic that others should share these
insights, once they have been systematized. While on the external knowledge
sharing side, there is still little evidence of dramatically increased support
to knowledge development in the South” (King and McGrath 2004).
37. Significantly,
Joseph Stiglitz is accredited for the World Bank’s new emphasison knowledge (a
position he articulated in Stiglitz 1999). His subsequent fate suggests limits
to the knowledge that the World Bank could relate to.
38. One
remarkable feature of the study of Africa has been the limited number
ofcountries that feature in African studies. Young has observed that “Africa
has an extraordinary number of sovereign units (53 in 1999); however,
comparative understandings of African political dynamics derive from a much
smaller number of states that, by reason of their size, accessibility for research,
or attractiveness as models, received disproportionate attention (for example,
Nigeria, Tanzania, Kenya, Senegal, and Congo-Kinshasa” (Young et al. 2001).
39. Thus,
people can discuss “land reform” in Africa based on experiences ofLatin America
although Africa is predominantly a continent of smallholder farming; “land
surplus economies” can be analysed as labour surplus economies of Asia; the new
industries in Africa can be equated to senile infant industries of Latin
America or Asia. These highly stylised narratives obscure the nuanced and
highly differentiated politics of the continent.
40. It is, for
instance, the case that the neo-patrimonial state has pursued a verywide range
of policies in Africa. And even the same regime has in many cases pursued
different policies at different times, none of which can be easily readoff for
the neo-patrimonial characteristics of the state. Even more significantly, is
that while the approach may explain the decline it is totally unable to
discern, let alone explain upturns.
41. As regards
the moral issue, there is sufficient material on the crass opportunismof
members of this social class which is recorded in the literature cited above.
42. Gbemisola
Adeoti makes this that point even with respect to the peculiargenre of
autobiographies of military generals that flourished in Nigeria in the days of
military rule.
31
43. See for
example (Amuwo, Bangura 1994; Diouf 1993; Falola 2001; Khan 1993;Mafeje 1993;
Mamdani 1999; Mkandawire 2000, 2002; Mnthali 1988; NDa 1987; Okonkwo 1984; Rajeshwar
1990; Williams 1998a,b; Zeleza 1992).
44. See for
instance (Ake 1979; Folson 1992; Gana 1986; Johnson 1967; Keller andRothchild
1987; Mohan 1967; Seers 1983; Young 1982).
45. Hountoungji’s
depiction of the colonial divison of labour in research is, alas,not a thing of
the past: “(The) essential shortcoming of scientific activity in the Colonies
was the lack of this intermediate stage. We missed the central operation of
theory-building We only had the first and third stages of the process: (i) the
data collection, the feverish gathering of all supposed useful information, and
(ii) a partial, occasional and limited application of the research outcome to
some local issues. The medium stage took place in the so-called ‘Mother
Country,’ the colonial metropolis. The data collection was immediately exported
to laboratories and research centres in the ruling countries...for theoretical
or experimental processing and interpretation. The colony itself lacked
universities or, when it had any, they were so poorly developed that they could
only promote, at best, the proto-theoretical procedures necessary to enlighten
the data collection process, and the post-theoretical procedures necessary for
applied research in the final states” (Hountondji 2002).
46. Not long
ago, I participated in a panel at which the World Bank report onyouth was
presented by an official from the Bank. The report argued for more investments
in youth if Africa was to develop. I asked the official how this could be
reconciled by the position held by the Bank on the low rates of return of
investment directed at education for that age group – secondary and tertiary
education. There was a sigh of disbelief in the room as the official responded
that there had been an error in the calculations.
47. Hopkins has
remarked: “Knowledge of Africa, as presented by modernscholarship, has been
fashioned by outsiders to a much greater extent than is the case with any other
continent. Imagine for a moment that the history of the United States, or
prescriptions for its economic health, derived almost exclusively from alien
experts. We have no means of knowing whether the historical or the prescriptive
literature would be better or worse for this experience, but we can be sure
that it would be very different. This difference would arise from an altered
set of research priorities, which in turn would be influenced by a complex of
cultural predispositions, including – in some measure – various beliefs about
aliens”.
48. In the
words of Goran Hyden, speaking as President of the ASA: “BecauseAfrican studies
are so closely tied to what is going on in Africa, our first obligation must be
to facilitate continued scholarship by our colleagues based there” (Hyden
1996:15).
3 2
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